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Political Chemistry: Tact & Diplomacy
Barbara Kanegsberg, BFK Solutions LLC


Tact? Diplomacy? Fergedaboutit! Ok, sometimes you do need tact. We are often asked about the advisability of proactive informational exchanges with those outside your company, particularly regulatory agencies. By regulatory groups I am using a comprehensive definition to include:

• Regulatory and safety agencies like the EPA and the Fire Department
• FDA
• DoD, DOE


Even if you are not required to, sometimes you can save your company money and headaches by contacting agencies proactively, with some important provisos:


Obviously, if you are not in charge of working with such groups, your job security is well served by reading this article with interest and passing it on to whoever is in charge. Also, if you are required to notify an agency about a change or some other condition within the company, what are you waiting for? Even if there are no formal requirements for communication, if there appears to be a situation where you should communicate with agencies, we suggest doing so.


Why not let sleeping dogs lie?


Suppose you are considering a process change, perhaps a change in the industrial cleaning process. Let’s assume that it is a change where you are pretty nearly certain you don’t have to contact the agency. It not necessary to ask permission when you don’t need to; however, informational updates are often appreciated. Many agency people respond favorably to being kept in the loop. Here are some likely responses:


Clarification that there is no problem
If you had a nagging, semi-subliminal suspicion that there might be a problem, this response can provide invaluable reassurance, allowing you to move forward.

Advice you can actually use
A surprising number of regulators, bureaucrats, and bean-counters have actual technical smarts; and they may have a background and an ongoing interest in manufacturing. In such cases, they are likely to share their ideas, thus providing you with a bit of free consultation.


A heads-up about upcoming requirements

The sooner your company knows about required changes, the better. You may gain an advantage over many of your more introverted competitors in that there will be more time to consider materials changes, process development, engineering controls, etc. This longer lead-time tends to save money.


An informal opinion that there might be a problem with your planned modification
This is why you were afraid to contact the agency in the first place, but it is not the worst thing in the world. You have just saved the company time, money, headaches. What next? Try to get a bit more information. Ask about other options. You may learn about:


Options that are more appropriate than the ones you originally considered
Typically, cleaning processes have more than one option. There are many parameters to a rugged process; one of them is that it is acceptable to the pertinent regulatory agencies.


Perhaps as important, such contact builds goodwill. You and your company are showing an honesty and forthrightness that may help should problems arise at a later date or in the event that someone at the company does make an honest mistake.


Deciding exactly when to voluntarily contact the regulatory agency is sort of like deciding exactly how to modify a critical cleaning process; it’s very application-specific. It depends on your relationship with the agency group in question and on the individuals involved. If your agency contact makes Cruella De Vil (the fictional character in ‘The One Hundred and One Dalmatians’) seem maternal by comparison, perhaps silence is prudent. You might also look for an alternate agency contact.


If you are undecided, and have the authority to do so, try a bit of benign but proactive communication on a test-case basis. You may be pleasantly surprised.

 

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